LEGAL

Investor Advisory

Investments in securities market are subject to market risks. Read all the related documents carefully before investing.

Stock brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.

Update your email ID and mobile number with your stock broker / depository participant and receive OTP and alerts directly from depositories on your email ID and/or mobile number to create awareness against frauds.

Prevent unauthorized transactions in your account:

• Update your mobile numbers/email IDs with your stock brokers.

• Receive information of your transactions directly from Exchange on your mobile/email at the end of the day.

• Issue alerts from depositories for all debit and other important transactions in your demat account directly from NSDL/CDSL.

KYC is a one-time exercise while dealing in securities markets. Once KYC is done through a SEBI-registered intermediary, you need not undergo the same process again when approaching another intermediary.

No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment.

Investors are requested to deal only with SEBI-registered intermediaries and ensure that all investments and transactions are executed through authorized channels. Brokerage will not exceed SEBI prescribed limits.

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